Reuters exclusively reports U.S. SEC opens inquiry into Wall Street banks’ staff communications

Reuters exclusively reported that the U.S. Securities and Exchange Commission (SEC) has opened a broad inquiry into how Wall Street […] The post Reuters exclusively reports U.S. SEC opens inquiry into Wall Street banks’ staff communications appeared first on Reuters News Agency.

Reuters exclusively reports U.S. SEC opens inquiry into Wall Street banks’ staff communications

Reuters exclusively reported that the U.S. Securities and Exchange Commission (SEC) has opened a broad inquiry into how Wall Street banks are keeping track of employees’ digital communications. The industry “sweep” is a further sign that the SEC is ramping up enforcement under its Democratic leadership, and highlights the challenges Wall Street banks face keeping track of staff communications in the work-from-home pandemic era.

The post Reuters exclusively reports U.S. SEC opens inquiry into Wall Street banks’ staff communications appeared first on Reuters News Agency.